Compliance Events

AML/CFT Yearend Update

October 14, 2026 - October 15, 2026

Live-Streamed

The 2026 BSA AML/ CFT Brush-Up School is designed specifically for experienced BSA professionals who understand the basics and need an annual refresher on what has changed, what deserves renewed attention, and what practical steps institutions should take moving forward. Rather than rebuilding programs from the ground up, this session revisits core principles through the lens of today's regulatory and operational environment.

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Compliance Peer Group

October 16, 2026

UMB Bank, or Live-Streamed

The Compliance Peer Groups provide an opportunity for bankers to examine pressing issues constructively, exchange ideas, and share solutions among colleagues in a comfortable and professional environment. We will provide timely updates on various topics for you to take back to your bank.

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Bank Counsel & Regulatory Risk Conference

December 04, 2026

University Club of Chicago

The Bank Counsel & Regulatory Risk Conference is the most prestigious gathering of bank counsel and risk management professionals in Illinois. Join this conference to gain the insights and updates you need to navigate emerging legal and regulatory challenges through engaging presentations and materials. Whether you're a practicing attorney, in-house counsel, or a banker involved in risk, governance, or compliance - this is a must attend event!

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IBA Compliance Connection

Illinois bankers are constantly challenged with new laws, regulations, enforcement trends, and other pressing compliance concerns. The IBA is here to help! Your IBA membership includes access to members-only compliance resources, guidance on compliance inquiries, outstanding educational events and networking opportunities, a weekly compliance newsletter, and more!

Daily Coffee

Agencies Issue Statement on Community Bank Engagement with Core Service Providers. The OCC, Federal Reserve, and FDIC have issued a joint statement on community bank core service providers. The statement identifies core providers’ business and contract practices that could trigger more frequent or more stringent examinations of the providers, such as opaque pricing and “back billing,” deconversion fees, and excessive limitations on integrating unaffiliated service providers. Read the announcementjoint statement, and OCC Bulletin 2026-47.

September 14, 2026

Agencies Expand Community Bank Eligibility for 18-Month Exam Cycle. The OCC, Federal Reserve, and FDIC have issued an interim final rule expanding eligibility for an eighteen-month exam cycle by raising the asset threshold to $6 billion (from $3 billion) for well-capitalized, qualifying banks, consistent with the 21st Century ROAD to Housing Act. The interim final rule is effective on publication in the Federal Register. Read the announcementinterim final ruleOCC Bulletin 2026-45, and FDIC FIL-57-2026.

September 14, 2026

Agencies Seek Feedback on Proposed Third-Party Risk Management Guidance. The OCC, Federal Reserve, FDIC, and NCUA have requested comments on proposed guidance that would replace its 2023 Guidance with a more risk-based approach tailored to individual third-party relationships. The Federal Reserve also has proposed companion guidance for the “traditional community banking organizations” with less than $30 billion in assets. Read the announcementinteragency proposed guidanceFederal Reserve proposed guidanceOCC Bulletin 2025-46, and FDIC FIL-58-2026.

September 14, 2026

More Compliance News


Compliance Q&A

Does the OFAC's 10-year record retention requirement apply to records of routine checks?



IBA Compliance Connection – A Valuable Resource for IBA Members

4000+

Original IBA Q&As, together with relevant articles, court decisions, and more!

200+

Topic pages covering a broad spectrum of compliance matters, indexed by bank process and function, together with all relevant Illinois laws and federal regulations

1100+

IBA members have an exciting resource to help them — IBA Compliance Connection at GoToIBA.com — a free website for all employees of IBA member banks that will quickly become your “go to” source for Illinois banking compliance information, guidance and support — each and every day! Request access today!


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