Compliance

Compliance Events

ACH Exception Handling

November 18, 2026

Live-Streamed

In an ideal world, all ACH entries would contain the correct information, and all entries would post automatically. As a receiving institution, we have no control over the types of Entries that are sent to us, and sometimes when we walk into the office, we find these Entries waiting for us to deal with them. Sometimes they even make us go, "Hmm…….what is the best way to handle this situation?"  We will also touch on some exception scenarios for checks and debit cards, including altered and forged checks, untimely reports of errors, and when Regulation E comes into play. Spend an interactive day with us learning through an activity-based session, ‘What is the best course of action?’ Come ready with your own scenarios so we can all learn from real-life challenges.

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Bank Counsel & Regulatory Risk Conference

December 04, 2026

University Club of Chicago

The Bank Counsel & Regulatory Risk Conference is the most prestigious gathering of bank counsel and risk management professionals in Illinois. Join this conference to gain the insights and updates you need to navigate emerging legal and regulatory challenges through engaging presentations and materials. Whether you're a practicing attorney, in-house counsel, or a banker involved in risk, governance, or compliance - this is a must attend event!

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Hot Topics in Compliance

February 23, 2027

Live-Streamed

Details coming soon!

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IBA Compliance Connection

Illinois bankers are constantly challenged with new laws, regulations, enforcement trends, and other pressing compliance concerns. The IBA is here to help! Your IBA membership includes access to members-only compliance resources, guidance on compliance inquiries, outstanding educational events and networking opportunities, a weekly compliance newsletter, and more!

Daily Coffee

FDIC Updates Risk Management Manual. The FDIC has updated 21 sections of its Risk Management Manual of Examination Policies to incorporate a recent final rule on Unsafe or Unsound Practices, Matters Requiring Attention (12 CFR Part 305). The FDIC also has removed three sections (Section 12.1 – Applications, Section 18.1 – Report of Investigation Instructions, and Section 19.1 – Bank of Anytown – Report of Investigation). View the manual, including a link to download redlines identifying the changes.

November 09, 2026

OCC Updates Homeownership Counseling Booklet. The OCC has issued an updated “Homeownership Counseling” booklet of the Comptroller’s Handbook, discussing homeownership counseling requirements for delinquent borrowers. Read OCC Bulletin 2026-55 and the booklet.

November 09, 2026

NMLS Annual Renewal Period for MLOs Began November 1. The Nationwide Mortgage Licensing System (NMLS) annual renewal period for federally registered mortgage loan originators began November 1, 2026, and ends December 1, 2026. Access the NMLS Federal Resource Center for batch upload information and relevant resources.

November 06, 2026

More Compliance News

Compliance Q&A

What can we do about merchants charging our customers interchange fees on debit card purchases?

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IBA Compliance Connection – A Valuable Resource for IBA Members

4000+

Original IBA Q&As, together with relevant articles, court decisions, and more!

200+

Topic pages covering a broad spectrum of compliance matters, indexed by bank process and function, together with all relevant Illinois laws and federal regulations

1100+

IBA members have an exciting resource to help them — IBA Compliance Connection at GoToIBA.com — a free website for all employees of IBA member banks that will quickly become your “go to” source for Illinois banking compliance information, guidance and support — each and every day! Request access today!

Compliance Feed

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