Regulatory University | Courses & Learning Tracks
Courses
Keep employees informed of changing laws and regulations with these 100 interactive courses in key regulatory areas. Course listing is reviewed annually. (CE Credits) Certified Regulatory Compliance Manager Certification
A-G
ACH Rules - Advanced
ACH Rules - Basics
Affiliate Marketing Rule (0.75)
Antitrust and Anti-Tying Basics (1.00)
Awareness: Check 21 (0.75)
Awareness: Ethics
Awareness: Federal Benefit Garnishment Rules
Awareness: GLBA Privacy Notice
Awareness: ID Theft Red Flags Rule
Awareness: Information Security (1.00)
Awareness: Insider Trading (0.50)
Awareness: Physical Security (0.75)
Awareness: Sarbanes-Oxley Act
Awareness: Telemarketing Rules (1.00)
Awareness: Truth In Savings Act (1.00)
Bank Bribery Act
BSA/AML - Awareness (1.25)
BSA/AML - Scenarios for Commercial Lenders
BSA/AML - Scenarios for Consumer Lenders
BSA/AML - Scenarios for Mortgage Lenders
BSA/AML - Scenarios for Personal Bankers
BSA/AML - Scenarios for Telephone and Online Bankers
BSA/AML - Scenarios for Tellers
BSA/AML - Scenarios for Wire Transfer Personnel
BSA/AML Front-Line Refresher
CAN-SPAM Basics (0.25)
Community Reinvestment Act (1.00)
Computer-Security Incident Notification Rule
Currency Transaction Reporting (1.00)
Customer Due Diligence Rule - Identifying and Verifying Beneficial
Owners (0.25)
Customer Identification Program (CIP) Basics (0.75)
Deposit Products - Overview
Director’s Suite: BSA/AML
Director’s Suite: Compliance Risk Management
Director’s Suite: Fair Lending
Electronic Fund Transfers: Account Opening/Disclosures (1.00)
Electronic Fund Transfers: Error Resolution
Equal Credit Opportunity Act for Mortgage Lenders
FACT Act - Disposal of Consumer Information
Fact Act – Prescreen Opt-Out Notice
Fair and Responsible Lending
Fair Credit Reporting Act (1.00)
Fair Credit Reporting Act for Lenders (1.50)
Fair Housing Act for Mortgage Lenders (0.25)
FCRA for Information Furnishers - Advanced (0.75)
FCRA for Information Furnishers - Basics
FDIC Insurance Basics
Flood Insurance (1.50)
GLBA Security Breach Notice (0.75)
H-Z
HMDA: Data Collection (1.50)
HMDA: Institutional Coverage, Reporting, & Disclosure (0.50)
HMDA: Transactional Coverage (0.75)
Home Equity Lines of Credit
ID Theft: Red Flags Rule
Insurance Products
Lending to Servicemembers (1.00)
Loans to Insiders (0.75)
Marketing Mayhem: Deposit Products (1.25)
Marketing Mayhem: Lending Products (1.00)
Mortgage Fraud Awareness
Mortgage Lending: Application
Mortgage Lending: Closing
Mortgage Lending: Processing and Underwriting
Motor Vehicle Lending: Equal Credit Opportunity Act
Motor Vehicle Lending: Fair Credit Reporting Act
Motor Vehicle Lending: Gramm-Leach-Bliley Act
Motor Vehicle Lending: Truth in Lending Act
Motor Vehicle Lending: Unfair or Deceptive Acts
Nondeposit Investment Products (0.75)
OFAC Basics (1.00)
Overdraft Protection Guidance
Reg CC: Funds Availability (1.00)
Regulation CC: Check Collection (0.75)
Regulation D (2020)
Regulation Z: Ability-to-Repay & Qualified Mortgage Rules (2.00)
Regulation Z: Advertising (1.25)
Regulation Z: Appraisal Independence (1.00)
Regulation Z: High-Cost Mortgages (1.25)
Regulation Z: Higher-Priced Mortgage Loans (1.00)
Regulation Z: Loan Originator Rule - Compensation (2.00)
Reporting Elder Financial Abuse - Illinois
RESPA for Mortgage Lenders
Right to Financial Privacy Act (0.75)
SAFE Act MLO Registration Requirements
Section 312 Rule - Foreign Correspondent Accounts (1.00)
Section 312 Rule - Private Banking Accounts & PEPs (1.00)
Suspicious Activity Reporting
Teller Training - Basic Teller Transactions
Teller Training - Cash Drawer Balancing
Teller Training - Check Fraud Awareness
Teller Training - Check Holds
Teller Training - Handling Money
Teller Training - Negotiable Instruments
TILA Closed-End for Mortgage Lenders
TILA Home Equity Lines of Credit
TILA-RESPA Integrated Disclosure Rule - Closing Disclosure (1.50)
TILA-RESPA Integrated Disclosure Rule - Loan Estimate (2.00)
TILA-RESPA Integrated Disclosure Rule - Overview (1.50)
Transactions with Affiliates (Regulation W) (1.00)
Trusts and Fiduciary Duties - Basic Course
UDAAP (1.00)
Learning Tracks (suggested)
The suggested learning tracks by job functions can assist you in selecting the courses your employees may choose to
take. Also, we encourage you to view the entire course list to choose any course on any learning track.